Annex B: ISO Standards Alignment

B ISO

ICO Std 2002 — Annex B (Informative)


Purpose

This annex documents the systematic alignment between ICO Std 2002 and relevant International Organization for Standardization (ISO) standards. For each ISO standard, it identifies the core requirements, maps them to the corresponding ICO Std 2002 provisions, and assesses the degree of consistency. It also provides a terminology cross-reference table and describes compliance mutual recognition pathways.

ICO Std 2002(ISO)。ISO,,ICO Std 2002,。,。


B.1 ISO 9001:2015 — Quality Management Systems

B.1.1 Overview

ISO 9001:2015 specifies requirements for a quality management system (QMS) when an organisation needs to demonstrate its ability to consistently provide products and services that meet customer and applicable statutory and regulatory requirements, and aims to enhance customer satisfaction through the effective application of the system. ICO Std 2002 shares ISO 9001’s foundational principles of process control, continuous improvement, and evidence-based decision-making.

ISO 9001:2015(QMS),,。ICO Std 2002ISO 9001、。

B.1.2 Clause-by-Clause Alignment

ISO 9001 Clause Title ICO Std 2002 Mapping Consistency
4 Context of the organisation   §01 (Scope), §4.1 (Independence) Consistent
4.1 Understanding the organisation and its context   §01 (Scope), §9.1.2 (Methodology Statement) Consistent
4.2 Understanding needs and expectations of interested parties   §9.1.2(a) (Purpose and target audience), §4.4 (Impartiality) Consistent
4.3 Determining the scope of the QMS QMS §01 (Scope), §05.1 (Indicator Selection Criteria) Consistent
4.4 QMS and its processes QMS §05–§08 (Indicator design through scoring and ranking) Consistent
5 Leadership   §4.1 (Independence), §10.1 (Governance) Consistent
5.1 Leadership and commitment   §10.1 (Governance requirements for ranking entity) Consistent
5.2 Policy   §4.2.1 (Methodology Disclosure), §9.1.2 (Methodology Statement) Consistent
6 Planning   §05 (Indicator Design), §06 (Weighting Rules) Consistent
6.1 Actions to address risks and opportunities   §06.3 (Weight Change Control), §8.5.3 (Robustness Check) Consistent
7 Support   §07 (Data Collection), §10 (Audit and Traceability) Consistent
7.1 Resources   §07.1 (Data Source Classification), §07.2 (Data Collection Procedures) Consistent
7.2 Competence   §10.1 (Governance), §10.2 (Audit personnel requirements) Consistent
7.5 Documented information   §4.2.1 (Methodology Disclosure), §9.1 (Publication Requirements) Consistent
8 Operation   §05–§08 (Indicator design, weighting, data collection, scoring) Consistent
8.1 Operational planning and control   §05.1 (Indicator Selection Criteria), §06.1 (Weight Assignment) Consistent
8.3 Design and development   §05 (Indicator Design), §06 (Weighting Rules) Consistent
8.5 Production and service provision   §07 (Data Collection), §08 (Scoring and Ranking) Consistent
8.7 Control of nonconforming outputs   §7.4 (Missing Data and Outliers), §9.3 (Error Correction) Consistent
9 Performance evaluation   §8.5 (Ranking Result Verification), §10 (Audit and Traceability) Consistent
9.1 Monitoring, measurement, analysis and evaluation 、、 §8.5 (Ranking Result Verification), §7.3 (Data Quality Metrics) Consistent
9.2 Internal audit   §10.2 (Internal Audit) Consistent
9.3 Management review   §10.1 (Governance), §10.3 (Continuous Improvement) Consistent
10 Improvement   §10.3 (Continuous Improvement), §10.4 (DPP-CQ Framework) Consistent

B.1.3 Consistency Assessment

ICO Std 2002 is structurally aligned with ISO 9001 through its adoption of the Plan-Do-Check-Act (PDCA) cycle:

ICO Std 2002PDCA,ISO 9001:

Key Difference: ISO 9001 is a generic management system standard applicable to any organisation, while ICO Std 2002 is a domain-specific methodology standard for ranking systems. ICO Std 2002’s provisions are more specific to the ranking context (e.g., indicator design, weighting rules, normalisation methods) than ISO 9001’s generic quality management requirements.

:ISO 9001,ICO Std 2002。ICO Std 2002ISO 9001(、、)。


B.2 ISO 10668:2010 — Brand Valuation

B.2.1 Overview

ISO 10668:2010 specifies requirements for procedures and methods of monetary brand value measurement. It provides a framework for brand valuation, including objectives, bases of valuation, approaches to valuation, methods of valuation, and sourcing of quality data and assumptions. ICO Std 2002’s brand-related ranking provisions (SE-02) align with ISO 10668’s valuation framework while extending it to non-monetary evaluation contexts.

ISO 10668:2010。,、、、。ICO Std 2002(SE-02)ISO 10668,。

B.2.2 Requirement Alignment

ISO 10668 Requirement Title ICO Std 2002 Mapping Consistency
3.1 Transparency   §4.2 (Transparency), §9.2 (Transparency Levels) Consistent
3.2 Validity   §05.1 (Indicator Selection Criteria), §8.5 (Ranking Result Verification) Consistent
3.3 Reliability   §7.3 (Data Quality Metrics), §4.3 (Reproducibility) Consistent
3.4 Completeness   §9.1.1 (Minimum Disclosure Set), §7.1 (Data Source Classification) Consistent
3.5 Objectivity   §4.1 (Independence), §4.4 (Impartiality) Consistent
3.6 Financial, behavioural, legal parameters 、、 SE-02 (Brand Value), §05.2 (Indicator Hierarchical Structure) Consistent
4.1 Statement of purpose   §9.1.2(a) (Ranking purpose and target audience) Consistent
4.2 Concept of value   §03 (Terms and Definitions), §05.1 (Indicator Selection) Consistent
5.1 Income approach   SE-02.3 (Financial indicators) Consistent
5.2 Market approach   SE-02.3 (Market indicators) Consistent
5.3 Cost approach   SE-02.3 (Cost indicators) Consistent
6 Data requirements   §07 (Data Collection), §7.1 (Data Source Classification) Consistent
7 Reporting   §9 (Result Publication and Transparency) Consistent
8 Independence   §4.1 (Independence), §4.1.2 (Conflict of Interest Identification) Consistent

B.2.3 Key Differences and Extensions

a) Monetary vs. non-monetary evaluation: ISO 10668 focuses exclusively on monetary brand valuation. ICO Std 2002 extends this to non-monetary brand evaluation (as defined by ISO 20671-1), providing a ranking framework that evaluates brand strength across multiple dimensions without requiring a single monetary value output. :ISO 10668。ICO Std 2002(ISO 20671-1),,。

b) Comparative ranking: ISO 10668 evaluates individual brands. ICO Std 2002 provides a framework for comparing multiple brands in a ranking format, which requires additional provisions for normalisation, aggregation, and relative positioning. :ISO 10668。ICO Std 2002,、。

c) Domain extension: ISO 10668 is limited to brand valuation. ICO Std 2002’s SE-02 extends the brand evaluation framework to include brand rankings, which require additional methodological considerations (e.g., indicator comparability across brands, weighting, and result presentation). :ISO 10668。ICO Std 2002SE-02,(、)。


B.3 ISO 20671-1:2021 — Brand Evaluation

B.3.1 Overview

ISO 20671-1:2021 specifies principles and fundamentals for brand evaluation, establishing a framework that evaluates brand value through input elements (brand development) and output dimensions (brand strength and performance). ICO Std 2002’s SE-02 (Brand Value) extension module directly references and extends the ISO 20671-1 framework.

ISO 20671-1:2021,()()。ICO Std 2002SE-02()ISO 20671-1。

B.3.2 Framework Alignment

ISO 20671-1 Element Description ICO Std 2002 Mapping Consistency
4.1 General principles   §4 (General Principles) Consistent
4.2 Transparency   §4.2 (Transparency), §9.2 (Transparency Levels) Consistent
4.3 Consistency   §4.3 (Reproducibility), §06.3 (Weight Change Control) Consistent
4.4 Objectivity   §4.1 (Independence), §4.4 (Impartiality) Consistent
5.1 Brand evaluation elements   §05.2 (Indicator Hierarchical Structure), SE-02.3 Consistent
5.2 Brand support   SE-02.3 (Input indicators: brand investment) Consistent
5.3 Brand activities   SE-02.3 (Input indicators: brand operations) Consistent
5.4 Brand strength dimensions   SE-02.3 (Output indicators: legal, financial, market, consumer) Consistent
6.1 Personnel   §10.1 (Governance), §10.2 (Audit personnel) Consistent
6.2 Practices and processes   §05–§08 (Methodology chapters) Consistent
6.3 Brand evaluation audit   §10 (Audit and Traceability) Consistent
6.4 Data sourcing   §07 (Data Collection), §7.1 (Data Source Classification) Consistent
6.5 Brand evaluation results   §08 (Scoring and Ranking), §09 (Publication) Consistent

B.3.3 ICO Std 2002 Extensions Beyond ISO 20671-1

a) Ranking-specific provisions: ISO 20671-1 evaluates individual brands. ICO Std 2002 adds ranking-specific provisions for normalisation (§8.2), aggregation (§8.3), and relative positioning (§8.4) that are not addressed in ISO 20671-1. :ISO 20671-1。ICO Std 2002ISO 20671-1(§8.2)、(§8.3)(§8.4)。

b) Weighting methodology: ISO 20671-1 does not prescribe weighting methods for brand evaluation dimensions. ICO Std 2002 provides a comprehensive weighting framework (§06) that addresses weight assignment, validation, and change control. :ISO 20671-1。ICO Std 2002(§06),、。

c) Robustness and sensitivity analysis: ISO 20671-1 does not require robustness testing. ICO Std 2002 requires bootstrap resampling, method variation tests, and data perturbation tests (§8.5.3). :ISO 20671-1。ICO Std 2002、(§8.5.3)。


B.4 ISO 8000 — Data Quality

B.4.1 Overview

ISO 8000 is the international standard for data quality, providing requirements and guidance for the quality of data used in data processing, data exchange, and data management. ICO Std 2002’s data quality provisions (§7.3) are aligned with ISO 8000’s data quality characteristics.

ISO 8000,、。ICO Std 2002(§7.3)ISO 8000。

B.4.2 Data Quality Characteristics Alignment

ISO 8000 Characteristic Definition ICO Std 2002 Mapping Consistency
Accuracy   §7.3 (Data Quality Metrics — accuracy) Consistent
Completeness   §7.3 (Data Quality Metrics — completeness), §9.1.3 (Data Summary) Consistent
Consistency   §7.3 (Data Quality Metrics — consistency), §4.3 (Reproducibility) Consistent
Credibility   §7.1 (Data Source Classification — Tier system) Consistent
Currentness / Timeliness   §7.3 (Data Quality Metrics — timeliness), §9.1.1(c) (Reference period) Consistent
Accessibility   §9.2 (Transparency Levels), §4.2.2 (Data Source Traceability) Consistent
Compliance   §11 (Compliance), §7.2 (Data Collection Procedures) Consistent
Confidentiality   §4.1.2 (Conflict of Interest — data handling), §9.3 (Error Correction) Consistent
Efficiency   §7.2 (Data Collection Procedures — efficiency requirements) Consistent
Precision   §7.3 (Data Quality Metrics), §8.5.3 (Robustness Check) Consistent
Traceability   §4.2.2 (Data Source Traceability), §10 (Audit and Traceability) Consistent
Understandability   §9.1.2 (Methodology Statement), §9.1.4 (Limitations Disclosure) Consistent

B.4.3 Data Quality Measurement

ICO Std 2002 §7.3 establishes quantitative data quality metrics that are consistent with ISO 8000’s approach to data quality measurement. The specific metrics include:

ICO Std 2002 §7.3ISO 8000。:

a) Accuracy rate : Proportion of data points verified against authoritative sources.
b) Completeness rate : Proportion of data points available relative to the total required, as specified in §9.1.3:
\[\text{Coverage}_j = \frac{n_{\text{available},j}}{n_{\text{total},j}} \times 100\%\]
c) Consistency rate : Proportion of data points that are internally consistent across different indicators and time periods.
d) Timeliness index : Proportion of data points that fall within the declared reference period.

B.5 ISO/IEC 17021-1:2015 — Conformity Assessment |

B.5.1 Overview |

ISO/IEC 17021-1:2015 specifies requirements for the competence, consistency, and impartiality of bodies providing audit and certification of management systems. ICO Std 2002’s audit and compliance provisions (§10, §11) are aligned with ISO/IEC 17021-1’s requirements for certification bodies.

ISO/IEC 17021-1:2015、。ICO Std 2002(§10、§11)ISO/IEC 17021-1。

B.5.2 Requirement Alignment |

ISO/IEC 17021-1 Requirement Title ICO Std 2002 Mapping Consistency
4 General principles   §4 (General Principles) Consistent
4.1 Impartiality   §4.1 (Independence), §4.4 (Impartiality) Consistent
4.2 Competence   §10.1 (Governance), §10.2 (Audit personnel) Consistent
4.3 Responsibility   §4.1 (Independence — ranking entity responsibility) Consistent
4.4 Openness   §4.2 (Transparency), §9 (Publication and Transparency) Consistent
4.5 Confidentiality   §4.1.2 (Conflict of Interest — data handling) Consistent
4.6 Responsiveness   §9.3 (Error Correction), §9.4 (Stakeholder Communication) Consistent
5 Structural requirements   §10.1 (Governance — organisational structure) Consistent
6 Resource requirements   §10.1 (Governance — personnel resources), §07 (Data resources) Consistent
7 Information requirements   §9 (Publication and Transparency) Consistent
7.1 Public information   §9.1.1 (Minimum Disclosure Set) Consistent
7.2 Certification documents   §11 (Compliance — conformance documentation) Consistent
8 Management system requirements   §10 (Audit and Traceability) Consistent
9 Process requirements   §05–§08 (Methodology process) Consistent
9.1 Pre-certification activities   §11.1 (Compliance assessment — application review) Consistent
9.2 Audit planning   §10.2 (Internal Audit — audit planning) Consistent
9.3 Initial certification   §11.2 (Initial compliance assessment) Consistent
9.6 Maintaining certification   §11.3 (Continuing compliance — surveillance) Consistent

B.5.3 ICO-Specific Adaptations | ICO

a) Ranking-specific audit scope: ISO/IEC 17021-1 is designed for management system certification. ICO Std 2002 adapts the audit framework to ranking-specific processes, including indicator system validation, data quality verification, and scoring methodology audit. :ISO/IEC 17021-1。ICO Std 2002,、。

b) DPP-CQ integration: The DPP-CQ framework (§10.4) provides continuous quality monitoring that complements the periodic audit approach of ISO/IEC 17021-1. DPP-CQ:DPP-CQ(§10.4),ISO/IEC 17021-1。


B.6 ISO 14064-1:2018 — Greenhouse Gas Accounting |

B.6.1 Overview |

ISO 14064-1:2018 specifies principles and requirements at the organisation level for the quantification and reporting of greenhouse gas (GHG) emissions and removals. ICO Std 2002’s SE-09 (ESG) extension module references ISO 14064 for environmental data collection and verification in ESG rankings.

ISO 14064-1:2018(GHG)。ICO Std 2002SE-09(ESG)ESGISO 14064。

B.6.2 Alignment |

ISO 14064-1 Requirement ICO Std 2002 Mapping Consistency
Principles (relevance, completeness, consistency, accuracy, transparency) §4 (General Principles), §7.3 (Data Quality Metrics) Consistent
GHG inventory design and development SE-09.3 (Environmental indicators) Consistent
Organisational boundary setting SE-09.2 (Scope definition), §01 (Scope) Consistent
Quantification of GHG emissions and removals SE-09.3 (Emission metrics as indicators) Consistent
Reporting requirements §9 (Publication and Transparency) Consistent
Verification and validation §10 (Audit and Traceability), §8.5 (Verification) Consistent

B.6.3 Application in ESG Rankings | ESG

When ICO Std 2002 is applied to ESG rankings (SE-09), the environmental data collection and reporting shall conform to ISO 14064-1 requirements. The ranking entity shall:

ICO Std 2002ESG(SE-09),ISO 14064-1。:

a) ensure that environmental indicators in the ranking system are derived from GHG inventories prepared in accordance with ISO 14064-1; ISO 14064-1GHG;

b) verify environmental data through processes consistent with ISO 14064-3 (verification and validation); ISO 14064-3;

c) report environmental data quality metrics in accordance with §7.3 of this standard. §7.3。


B.7 ISO 21001:2018 — Educational Organizations |

B.7.1 Overview |

ISO 21001:2018 specifies requirements for a management system for educational organisations, focusing on the needs of learners and other beneficiaries. ICO Std 2002’s SE-07 (Education and Academia) extension module references ISO 21001 for educational ranking contexts.

ISO 21001:2018,。ICO Std 2002SE-07()ISO 21001。

B.7.2 Alignment |

ISO 21001 Principle ICO Std 2002 Mapping Consistency
Focus on learners and other beneficiaries §9.1.2(a) (Purpose and target audience) Consistent
Visionary leadership §10.1 (Governance) Consistent
Engagement of people §9.4 (Stakeholder Communication) Consistent
Process approach §05–§08 (Systematic methodology) Consistent
Improvement §10.3 (Continuous Improvement) Consistent
Evidence-based decisions §8.5 (Ranking Result Verification), §7.3 (Data Quality Metrics) Consistent
Relationship management §4.1 (Independence), §4.4 (Impartiality) Consistent
Social responsibility SE-05 (Cultural Heritage), §4.4.1 (Prohibition of Paid Listing) Consistent
Accessibility and equity §4.4.3 (Uniform Application of Criteria) Consistent
Ethical conduct in education §4.1 (Independence), §4.4 (Impartiality) Consistent
Data security and protection §4.1.2 (Conflict of Interest — data handling) Consistent

B.7.3 Application in Educational Rankings |

When ICO Std 2002 is applied to educational rankings (SE-07), the ranking entity shall:

ICO Std 2002(SE-07),:

a) consider the specific needs of learners and other educational stakeholders in the design of the indicator system;

b) ensure that the indicator system reflects the diversity of educational missions and goals, consistent with ISO 21001’s principle of accessibility and equity; ,ISO 21001;

c) align the ranking methodology with the IREG Berlin Principles (see Annex A), which are the primary international reference for higher education rankings. IREG(A),。


B.8 ISO 56002:2019 — Innovation Management |

B.8.1 Overview |

ISO 56002:2019 provides guidance for the establishment, implementation, maintenance, and continual improvement of an innovation management system. ICO Std 2002’s SE-04 (Tech Innovation) extension module references ISO 56002 for innovation-related ranking contexts.

ISO 56002:2019、、。ICO Std 2002SE-04()ISO 56002。

B.8.2 Alignment |

ISO 56002 Requirement ICO Std 2002 Mapping Consistency
4 Context of the organisation §01 (Scope), §05.1 (Indicator Selection Criteria) Consistent
5 Leadership §10.1 (Governance) Consistent
6 Planning §05 (Indicator Design), §06 (Weighting Rules) Consistent
7 Support §07 (Data Collection), §10 (Audit and Traceability) Consistent
8 Operation §07–§08 (Data collection through scoring) Consistent
8.2 Innovation initiatives SE-04.3 (Innovation indicators) Consistent
8.3 Innovation process SE-04.3 (Innovation process indicators) Consistent
9 Performance evaluation §8.5 (Ranking Result Verification), §10 (Audit) Consistent
10 Improvement §10.3 (Continuous Improvement), §10.4 (DPP-CQ) Consistent
Innovation strategy indicators SE-04.3 (Strategic innovation indicators) Consistent
Innovation culture indicators SE-04.3 (Organisational culture indicators) Consistent
Innovation partnership indicators SE-04.3 (Collaboration and partnership indicators) Consistent

B.8.3 Application in Innovation Rankings |

When ICO Std 2002 is applied to innovation rankings (SE-04), the ranking entity shall:

ICO Std 2002(SE-04),:

a) ensure that innovation indicators are defined in accordance with ISO 56002’s framework for innovation management; ISO 56002;

b) include indicators that address both innovation inputs (e.g., R&D investment, human capital) and innovation outputs (e.g., patents, new product launches, market impact);

c) apply the weighting provisions of §06 to reflect the relative importance of different innovation dimensions. §06。


B.9 Terminology Cross-Reference |

The following table provides a cross-reference between key terms used in ICO Std 2002 and their equivalents in the referenced ISO standards:

ICO Std 2002ISO:

ICO Std 2002 Term ISO 9001 ISO 10668 ISO 20671-1 ISO 8000 ISO/IEC 17021-1
ranking system quality management system brand valuation framework brand evaluation framework data processing system management system
ranking entity organisation valuer / valuation entity evaluator / evaluation entity data provider certification body
ranked entity customer / interested party brand / brand-owning entity brand / entity data subject client / certified entity
indicator quality objective valuation parameter evaluation element / dimension data quality characteristic audit criterion
weighting resource allocation weighting of parameters relative importance data quality weight audit weighting
scoring performance measurement monetary valuation brand strength score data quality score audit finding
data source documented information data source data source data source audit evidence
normalisation
aggregation
audit internal audit brand evaluation audit data quality audit audit
compliance conformity conformity conformity conformity conformity
transparency documented information transparency transparency accessibility public information
impartiality independence objectivity impartiality
reproducibility reliability consistency consistency consistency
continuous improvement continual improvement

Note: Terms marked “—” indicate that the ISO standard does not use a directly equivalent term for that concept. This does not imply inconsistency; rather, the concept may be addressed through different terminology or may not be within the scope of that particular ISO standard.

:”—”ISO。;,,ISO。


B.10 Compliance Mutual Recognition Pathways |

B.10.1 ISO 9001 Compliance | ISO 9001

An organisation that holds ISO 9001 certification has demonstrated a QMS that covers many of the process management and continuous improvement requirements of ICO Std 2002. However, ISO 9001 certification alone does not demonstrate compliance with ICO Std 2002, as the latter contains domain-specific requirements (indicator design, weighting, normalisation, aggregation, etc.) that are not addressed by ISO 9001.

ISO 9001QMSICO Std 2002。,ISO 9001ICO Std 2002,ISO 9001(、、、)。

Recognition pathway | :

B.10.2 ISO 10668 / ISO 20671-1 Compliance | ISO 10668/ISO 20671-1

An organisation that conducts brand valuations in accordance with ISO 10668 or brand evaluations in accordance with ISO 20671-1 has demonstrated compliance with the valuation/evaluation methodology requirements of those standards. ICO Std 2002’s SE-02 extends these requirements to the ranking context.

ISO 10668ISO 20671-1/。ICO Std 2002SE-02。

Recognition pathway | :

B.10.3 ISO/IEC 17021-1 Compliance | ISO/IEC 17021-1

A certification body accredited to ISO/IEC 17021-1 has demonstrated the competence, impartiality, and consistency required for management system certification. ICO Std 2002’s compliance assessment (§11) may be conducted by an ISO/IEC 17021-1 accredited body.

ISO/IEC 17021-1、。ICO Std 2002(§11)ISO/IEC 17021-1。

Recognition pathway | :

B.10.4 ISO 14064 Compliance | ISO 14064

An organisation that reports GHG emissions in accordance with ISO 14064-1 and has its GHG statement verified in accordance with ISO 14064-3 has demonstrated compliance with the environmental data requirements of ICO Std 2002’s SE-09.

ISO 14064-1GHGISO 14064-3GHGICO Std 2002 SE-09。

Recognition pathway | :

B.10.5 Summary of Mutual Recognition |

ISO Standard ICO Std 2002 Chapters Recognised Additional Requirements for Full Compliance
ISO 9001 §10.3 (Continuous Improvement) §05–§08 (Ranking methodology), §09 (Publication)
ISO 10668 SE-02 (Brand evaluation methodology) §08.2–08.4 (Normalisation, aggregation, ranking)
ISO 20671-1 SE-02 (Brand evaluation framework) §06 (Weighting), §08.2–08.4 (Normalisation, aggregation, ranking)
ISO 8000 §7.3 (Data quality metrics) §05–§08 (Ranking methodology), §09 (Publication)
ISO/IEC 17021-1 §10–§11 (Audit and compliance) Ranking-specific audit competence
ISO 14064 SE-09 (Environmental data) §05–§08 (Indicator integration, weighting, scoring)
ISO 21001 SE-07 (Educational context) §05–§08 (Ranking methodology), Annex A (Berlin Principles)
ISO 56002 SE-04 (Innovation context) §05–§08 (Ranking methodology), §06 (Weighting)

Note: This annex is informative and part of ICO Std 2002 (Tianji Ranking Methodology Standard). The alignment analysis is based on the editions of the ISO standards referenced in Chapter 2 (Normative References) and may require updating as new editions are published.

:,ICO Std 2002()。2()ISO,。